RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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M••• T••••• W•••••
- C••••••• institutional currentsince Dec 20, 2024 · Alexandria, Va
- C••••••• W••••• M••••••••• I••• formerFeb 8, 2017 to Mar 28, 2025 · Alexandria, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 29, 2012 to Oct 23, 2013 · Winchester, Ma
- W•••• F•••• A••••••• wirehouseApr 18, 2011 to Mar 14, 2012 · Waltham, Ma
- G•••• L•••• A•••••••• L•• otherAug 25, 2006 to Sep 9, 2008 · Chicago, Il
- W••••• I••••••••• M••••••••• L•• unclassifiedApr 6, 2004 to Jan 16, 2007 · Boston, Ma
- C••••••• W••••• M••••••••• I••• to C•••••••left Mar 28, 2025, registered Dec 20, 2024 (-98 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• W••••• M••••••••• I•••left Oct 23, 2013, registered Feb 8, 2017 (1204 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 14, 2012, registered May 29, 2012 (76 days) · Wirehouse to wirehouse
- G•••• L•••• A•••••••• L•• to W•••• F•••• A•••••••left Sep 9, 2008, registered Apr 18, 2011 (951 days) · Other
- W••••• I••••••••• M••••••••• L•• to G•••• L•••• A•••••••• L••left Jan 16, 2007, registered Aug 25, 2006 (-144 days) · Other
- M••• T••••• W••••• left C••••••• W••••• M••••••••• I••• for Captrust (registered 2024-12-20)Mar 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address