DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Fyfe Walker
Feed of 09/14/2026
Also filed as Jim Walker
At current firm
6 y
since Aug 25, 2020
In the industry
27 y
since Nov 1, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Thurston Springer Advisors BD affiliated currentsince Aug 25, 2020 · Indianapolis, In
- LPL Financial LLC BD affiliatedMay 8, 2019 to Mar 13, 2020 · Bloomington, In
- Edward Jones national BDOct 3, 2006 to Mar 30, 2007 · Bloomington, In
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Thurston Springer Advisorsleft Mar 13, 2020, registered Aug 25, 2020 (165 days) · Affiliated broker-dealer or bank to another
- Edward Jones to LPL Financial LLCleft Mar 30, 2007, registered May 8, 2019 (4422 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address