RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• H••••• T•••••
- A••••••• W••••• A••••••• BD affiliated currentsince Nov 2, 2022 · Fairfax, Va
- T•••• A•••••••• L•• formerJun 21, 2017 to Nov 9, 2022 · Fairfax, Va
- C•••••• P••••••• • I••••••••• unclassifiedJul 15, 2003 to Jul 6, 2017 · Fairfax, Va
- T•••• A•••••••• L•• to A••••••• W••••• A•••••••left Nov 9, 2022, registered Nov 2, 2022 (-7 days) · Affiliated broker-dealer or bank to another
- C•••••• P••••••• • I••••••••• to T•••• A•••••••• L••left Jul 6, 2017, registered Jun 21, 2017 (-15 days) · Other
- M•••••• H••••• T••••• left T•••• A•••••••• L•• for A••••••• W••••• A••••••• (registered 2022-11-02)Nov 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address