RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• K•• B••••••
- C••• I••••••••• A••••••• S•••••••• L•• institutional currentsince Oct 30, 2023 · Indianapolis, In
- H•••••••• A•••••••• I••• BD affiliatedJun 15, 2018 to Oct 27, 2023 · Indianapolis, In
- W•••••• A•• C•• formerFeb 1, 2018 to Apr 4, 2019 · Indianapolis, In
- S•••••••• A•••••••• L•• BD affiliatedAug 11, 2015 to Jan 4, 2018 · Chicago, Il
- S••••••• C•••• P••• unclassifiedJul 23, 2015 to Nov 29, 2023 · Indianapolis, In
- D•••• A• N•••• • C•••••• formerNov 4, 2014 to Aug 11, 2015 · Indianapolis, In
- S••••••• C•••• P••• unclassifiedSep 23, 2003 to Dec 2, 2014 · Indianapolis, In
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMar 15, 2002 to Nov 24, 2014 · Indianapolis, In
- S••••••• C•••• P••• to S•••••••• A•••••••• L••left Nov 29, 2023, registered Aug 11, 2015 (-3032 days) · Other
- H•••••••• A•••••••• I••• to C••• I••••••••• A••••••• S•••••••• L••left Oct 27, 2023, registered Oct 30, 2023 (3 days) · Other
- W•••••• A•• C•• to H•••••••• A•••••••• I•••left Apr 4, 2019, registered Jun 15, 2018 (-293 days) · Other
- S•••••••• A•••••••• L•• to W•••••• A•• C••left Jan 4, 2018, registered Feb 1, 2018 (28 days) · Other · moved with a team
- D•••• A• N•••• • C•••••• to S••••••• C•••• P•••left Aug 11, 2015, registered Jul 23, 2015 (-19 days) · Other
- S••••••• C•••• P••• to D•••• A• N•••• • C••••••left Dec 2, 2014, registered Nov 4, 2014 (-28 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to S••••••• C•••• P•••left Nov 24, 2014, registered Sep 23, 2003 (-4080 days) · Other
- V•••••• K•• B•••••• left S••••••• C•••• P••• for S•••••••• A•••••••• L•• (registered 2015-08-11)Nov 29, 2023 · Advisor changed firm · fact
- V•••••• K•• B•••••• left H•••••••• A•••••••• I••• for C••• I••••••••• A••••••• S•••••••• L•• (registered 2023-10-30)Oct 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address