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Registered advisor
D••••• L••••• F•••••••
Feed of 09/14/2026
At current firm
2 y
since Jan 19, 2024
In the industry
27 y
since Jun 15, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Owings Mills, Md
- W••••••• F•••••••• S•••••••• I••• formerMar 1, 2019 to Jan 19, 2024 · Largo, Md
- Q•••••• A•••• M••••••••• I••• formerMay 12, 2011 to Mar 1, 2019 · Minneapolis, Mn
- O•••• F•• I••• formerMar 2, 2006 to May 18, 2011 · Largo, Md
- O•••• F•• I••• formerOct 30, 2002 to Jun 9, 2003 · Owing Mills, Md
- I••••••••• A••••••• G•••• C••• formerJan 30, 2001 to Jun 26, 2003 · Timonium, Md
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
- O•••• F•• I••• to Q•••••• A•••• M••••••••• I•••left May 18, 2011, registered May 12, 2011 (-6 days) · Other
- I••••••••• A••••••• G•••• C••• to O•••• F•• I•••left Jun 26, 2003, registered Oct 30, 2002 (-239 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address