RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A•••• C•••
- V•••••• F•••••••• independent RIA currentsince Aug 24, 2026 · Austin, Tx
- M••••• S•••••• wirehouseSep 20, 2022 to Sep 11, 2026 · Lafayette, La
- U•• F•••••••• S••••••• I••• wirehouseNov 17, 2011 to Sep 30, 2022 · Lafayette, La
- E••••• J•••• national BDJan 12, 2007 to Nov 18, 2011 · Broussard, La
- M••••• S•••••• to V•••••• F••••••••left Sep 11, 2026, registered Aug 24, 2026 (-18 days) · Wirehouse to independent RIA
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Sep 30, 2022, registered Sep 20, 2022 (-10 days) · Wirehouse to wirehouse · moved with a team
- E••••• J•••• to U•• F•••••••• S••••••• I•••left Nov 18, 2011, registered Nov 17, 2011 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- K•••• A•••• C••• left M••••• S•••••• for V•••••• F•••••••• (registered 2026-08-24)Sep 11, 2026 · Advisor changed firm · fact
- K•••• A•••• C••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2022-09-20)Sep 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address