RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• L•••••
- A•••• P•••••• W••••• A••••••• independent RIA currentsince Oct 8, 2025 · Red Bank, Nj
- P•• W••••• M••••••••• BD affiliatedOct 20, 2008 to Sep 28, 2009 · Finksburg, Md
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedNov 19, 2004 to Sep 16, 2008 · Baltimore, Md
- O•••• F•• I••• formerMay 12, 1999 to Dec 1, 2004 · Lutherville, Md
- P•• W••••• M••••••••• to A•••• P•••••• W••••• A•••••••left Sep 28, 2009, registered Oct 8, 2025 (5854 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to P•• W••••• M•••••••••left Sep 16, 2008, registered Oct 20, 2008 (34 days) · Other
- O•••• F•• I••• to U•••• F•••••••• S••••••• G••••• I•••left Dec 1, 2004, registered Nov 19, 2004 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address