DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• P•••••• W••••• A•••••••
Legal name A•••• P•••••• W••••• A•••••••• L••
Latest filing Jul 22, 2026
First filing on the tape May 26, 2016 · 52 filings
SEC status approved since Jun 13, 2016
RAUM
$860M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$856M individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$45.3M
derived; firm RAUM over IAPD count
Employees
29
14 advisory (5.B.1)
Offices
12
beyond the principal office
Private funds
0
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$860M as of Jul 22, 2026
Mar 30, 2017$123M then
HNW client RAUM$540M as of Jul 22, 2026
Mar 30, 2018$77.0M then
State-registered IARs (5.B.3)17 as of Jul 22, 2026
Mar 30, 20175 then
Employees (5.A)29 as of Jul 22, 2026
Mar 30, 20176 then
Private funds: no history
RAUM +25% over the last fiscal year+19% a year over threeIARs 11 to 17offices 7 to 12
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $45.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $284,977derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.5derived13 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +55%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -18%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.6BreportedItem 5.I
- Custody
- $343M, 603 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$540M63%
- Individuals$316M37%
- Corporations and businesses$3.8M0.4%
- Individual clients
- 1,000reported
- HNW clients
- 211reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3,017reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $802M sponsored, $802M managedreported
- Custody of client assets
- $343M for 603 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=14.0derived
Advisors registered through the firm
19 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| V•••••••• K••••••Certified Financial Planner | Red Bank, Nj | Sep 9, 2016 | 26 y | 2 |
| J••• A•••••• P•••• M••• | Red Bank, Nj | Sep 9, 2016 | 24 y | 2 |
| L••• L• C•••••• | Red Bank, Nj | Sep 9, 2016 | 15 y | 2 |
| S•••••• P••••• R••••••••• | Red Bank, Nj | Sep 9, 2016 | 18 y | 2 |
| M••• A• K••• | New Brunswick, Nj | Jul 28, 2017 | 27 y | 0 |
| S••••• H•••• D•••••Chartered Financial Consultant | Delray Beach, Fl | Nov 7, 2018 | 28 y | 1 |
| T••••• F•••••••• D•••••Certified Financial Planner | Red Bank, Nj | Mar 17, 2021 | 26 y | 5 |
| R••• P••• C•••••Certified Financial Planner | Red Bank, Nj | Jan 14, 2022 | 10 y | 0 |
| P••• S••••• C••••••••Personal Financial Specialist | Red Bank, Nj | Jan 19, 2022 | 38 y | 1 |
| L••• A••••• B•••• | Charlotte, Nc | Apr 25, 2022 | 11 y | 0 |
| C•••••••• S••••• K•••••• | Red Bank, Nj | Mar 25, 2025 | 12 y | 0 |
| J••••• Z•••••••Chartered Financial Analyst | Red Bank, Nj | Apr 2, 2025 | 12 y | 2 |
| D••••• W•••• G••••••••• | Red Bank, Nj | May 20, 2025 | 27 y | 1 |
| A••••• F•••• R•••••• | Santa Rosa, Ca | Jul 14, 2025 | 20 y | 6 |
| C••••••••• P• C••••• | Red Bank, Nj | Jul 15, 2025 | 11 y | 0 |
| S••••• L••••• | Red Bank, Nj | Oct 8, 2025 | 27 y | 3 |
| E•••• J•••• B••••• | Red Bank, Nj | Oct 30, 2025 | 10 y | 1 |
| J•••• S•••••• | Tampa, Fl | Jan 26, 2026 | 15 y | 2 |
| B•••• T•••• W••••• | Red Bank, Nj | May 4, 2026 | 11 y | 2 |
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- J•••• S•••••• to F••••••• P•••••• W•••••Aug 14, 2025 · Other
- J••••••• D•••• C••••• to M•••••• A•••••• N••••••Dec 11, 2023 · RIA to affiliated broker-dealer or bank
- A••••• M•••• J•••• to W••••••• F•••••••• S•••••••• I•••Aug 29, 2022 · RIA to affiliated broker-dealer or bank
- J•••• P•••• Y••• to L•• F•••••••• L••Jul 12, 2022 · RIA to RIA
- C•••••• C••••••• to T• A••••••••• I••••••••• M••••••••• L••Jul 12, 2022 · RIA to RIA
- A••• S••• to L•• F•••••••• L••Mar 27, 2020 · RIA to affiliated broker-dealer or bank
Joined, latest
- B•••• T•••• W••••• from C••••• I••••••••• A••••••• L••May 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- J•••• S•••••• from F••••••• P•••••• W•••••Jan 26, 2026 · Other
- E•••• J•••• B••••• from E•••••••• A•••••••• L••Oct 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- S••••• L••••• from P•• W••••• M•••••••••Oct 8, 2025 · Other
- D••••• W•••• G••••••••• from U•••• F•••••••• S••••••• G••••• I•••May 20, 2025 · Other
- J••••• Z••••••• from C•••••• A•••• M••••••••• L••Apr 2, 2025 · RIA to RIA
- P••• S••••• C•••••••• from A•••••• A••••••• S•••••••Jan 19, 2022 · Affiliated broker-dealer or bank to independent RIA
- A••••• M•••• J•••• from J• L• S•••••••• • A•••••••••Jan 3, 2022 · Other
- A••••• F•••• R•••••• from J• L• S•••••••• • A•••••••••Jan 3, 2022 · Other
- C•••••• C••••••• from T•• G•••••••• G••••• I•••Jul 29, 2021 · RIA to RIA
- T••••• F•••••••• D••••• from U••• F•••••••• P••••••• S•••••••Mar 17, 2021 · Other
- J•••• P•••• Y••• from C•••••• S••••• • C••• I•••Sep 23, 2020 · Affiliated broker-dealer or bank to independent RIA
- A••• S••• from M••••• S••••••Aug 23, 2019 · Wirehouse to independent RIA
- S••••• H•••• D••••• from A••••••••• F•••••••• S•••••••• L••Nov 7, 2018 · Affiliated broker-dealer or bank to independent RIA
- J••••••• D•••• C••••• from C••••• C•••••• M•••••••••Apr 30, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from F••••••• H••••• A•••••••• L••Aug 31, 2016 · Boston, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• T•••••• M•••••• · Chief Operating Officercontrolsince 08/2021 · owns less than 5%
- K••••••• V•••••••• · Managing Member / Chief Compliance Officercontrolsince 04/2016 · owns 50% to 75%
- P•••• M•••• J•••• A•••••• · Managing Membercontrolsince 04/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Red Bank, Nj · principal | 15 | 4 | 0 | ||
| Johnstown, Pa | 2 | 0 | 0 | ||
| Salisbury, Md | 2 | 1 | 0 | ||
| Tampa, Fl | 1 | 1 | 0 | ||
| Highland Park, Nj | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Miami Beach, FL4 employees
- Johnstown, PA3 employees
- Charlotte, NC2 employees
- Delray Beach, FL1 employees
- Santa Rosa, CA1 employees
- , 1 employees
- Woodland Hills, CA
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- a•••••• count surgeChange between filings · filing Mar 25, 2026advisory representatives (Item 5.B.3) moved from 11.0 to 17.0 (+55.0%) between the annual amendments of 2025-03-21 and 2026-03-25; the peer median change was 0.0% (795 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $500M to $1B (795) · 98% percentile
- office count surgeChange between filings · filing Mar 25, 2026offices other than the principal office (Item 1.F.5) moved from 7.0 to 11.0 (+57.0%) between the annual amendments of 2025-03-21 and 2026-03-25; the peer median change was 0.0% (233 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $500M to $1B (233) · 94% percentile
What changed
consecutive filings, newest first
- Other offices · 11 to 12Mar 25, 2026 to May 27, 2026
- Accounts · 2,524 to 3,017Oct 23, 2025 to Mar 25, 2026
- Advisory employees · 13 to 14Oct 23, 2025 to Mar 25, 2026
- Corporate clients · 6 to 12Oct 23, 2025 to Mar 25, 2026
- HNW clients · 162 to 211Oct 23, 2025 to Mar 25, 2026
- Individual clients · 1,313 to 1,000Oct 23, 2025 to Mar 25, 2026
- Pension plan clients · 1 to 0Oct 23, 2025 to Mar 25, 2026
- Assets in custody · $391M to $343MOct 23, 2025 to Mar 25, 2026
- Employees · 21 to 29Oct 23, 2025 to Mar 25, 2026
- Financial planning clients · 0 to 26-50Oct 23, 2025 to Mar 25, 2026
- State-registered IARs · 11 to 17Oct 23, 2025 to Mar 25, 2026
- Other offices · 8 to 11Oct 23, 2025 to Mar 25, 2026
- Discretionary RAUM · $688M to $860MOct 23, 2025 to Mar 25, 2026
- HNW RAUM · $379M to $540MOct 23, 2025 to Mar 25, 2026
- Individual RAUM · $304M to $316MOct 23, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $500,000 to $0Oct 23, 2025 to Mar 25, 2026
- Pension RAUM · 500000.0 to unsetOct 23, 2025 to Mar 25, 2026
- RAUM · $688M to $860MOct 23, 2025 to Mar 25, 2026
- Wrap assets (manager) · $651M to $802MOct 23, 2025 to Mar 25, 2026
- Wrap assets (sponsor) · $656M to $802MOct 23, 2025 to Mar 25, 2026
- Financial planning clients · 0 to 0Aug 4, 2025 to Oct 23, 2025
- Other offices · 7 to 8Aug 4, 2025 to Oct 23, 2025
- Accounts · 2,167 to 2,524Dec 12, 2024 to Mar 21, 2025
- Advisory employees · 11 to 13Dec 12, 2024 to Mar 21, 2025
- BD registered reps · 10 to 14Dec 12, 2024 to Mar 21, 2025
- Corporate clients · 0 to 6Dec 12, 2024 to Mar 21, 2025
- HNW clients · 206 to 162Dec 12, 2024 to Mar 21, 2025
- Individual clients · 1,081 to 1,313Dec 12, 2024 to Mar 21, 2025
- Pension plan clients · 13 to 1Dec 12, 2024 to Mar 21, 2025
- Assets in custody · $469M to $391MDec 12, 2024 to Mar 21, 2025
- HQ city · MATAWAN to RED BANKDec 12, 2024 to Mar 21, 2025
- State-registered IARs · 10 to 11Dec 12, 2024 to Mar 21, 2025
- Discretionary RAUM · $548M to $688MDec 12, 2024 to Mar 21, 2025
- HNW RAUM · $356M to $379MDec 12, 2024 to Mar 21, 2025
- Individual RAUM · $193M to $304MDec 12, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $9.3M to $500,000Dec 12, 2024 to Mar 21, 2025
- Pension RAUM · $9.3M to $500,000Dec 12, 2024 to Mar 21, 2025
- RAUM · $558M to $688MDec 12, 2024 to Mar 21, 2025
- Wrap assets (manager) · $545M to $651MDec 12, 2024 to Mar 21, 2025
- Wrap assets (sponsor) · $545M to $656MDec 12, 2024 to Mar 21, 2025
Signals
8 dated events
- J•••• S•••••• left A•••• P•••••• W••••• A••••••• for F••••••• P•••••• W••••• (registered 2025-07-08)Aug 14, 2025 · a•••••• firm change · fact
- J••••••• D•••• C••••• left A•••• P•••••• W••••• A••••••• for M•••••• A•••••• N•••••• (registered 2023-10-02)Dec 11, 2023 · a•••••• firm change · fact
- A••••• M•••• J•••• left A•••• P•••••• W••••• A••••••• for W••••••• F•••••••• S•••••••• I••• (registered 2022-09-19)Aug 29, 2022 · a•••••• firm change · fact
- C•••••• C••••••• left A•••• P•••••• W••••• A••••••• for T• A••••••••• I••••••••• M••••••••• L•• (registered 2023-05-19)Jul 12, 2022 · a•••••• firm change · fact
- J•••• P•••• Y••• left A•••• P•••••• W••••• A••••••• for L•• F•••••••• L•• (registered 2022-07-07)Jul 12, 2022 · a•••••• firm change · fact
- A•••• P•••••• W••••• A••••••• reported RAUM $469.4M, up 28% from $365.9M (2021-10-06 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- M•••••• Tracey Crespo (Chief Operating Officer) appeared on Schedule A of A•••• P•••••• W••••• A•••••••Aug 10, 2021 · Control person joined · fact
- A•••• P•••••• W••••• A••••••• filed its initial SEC registration (Form ADV)May 26, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 732-242-4055reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 833-411-0455reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/atlas-private-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- championfinancialteam.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (888) 996-2666reportedpublic record, Form ADV, Jul 22, 2026
- Team page
- championfinancialteam.com/Our-Team.8.htmreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $45.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026