DFX Intelligence
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Registered advisor
L••••••• C•••• V••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as L•• V••••••••• C•••• V••••••••• C•••• V••••••••• C• V••••••
At current firm
2 y
since May 9, 2024
In the industry
27 y
since Jun 24, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 9, 2024 · Brentwood, Tn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 27, 2012 to May 31, 2024 · Brentwood, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 26, 2003 to Feb 27, 2012 · Brentwood, Tn
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Oct 10, 2003 · Brentwood, Tn
- P••••••••• E••••• G••••• L•• unclassifiedMay 25, 2001 to Jul 1, 2003 · Brentwood, Tn
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left May 31, 2024, registered May 9, 2024 (-22 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 27, 2012, registered Feb 27, 2012 (0 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 10, 2003, registered Sep 26, 2003 (-14 days) · Wirehouse to wirehouse
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedMay 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address