DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T••••• B•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Toby B•••
At current firm
3 y
since Mar 8, 2023
In the industry
27 y
since May 4, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 8, 2023 · Lake Oswego, Or
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Mar 3, 2023 · Happy Valley, Or
- W•••• F•••• I••••••••• L•• unclassifiedSep 17, 2009 to Jan 3, 2011 · Portland, Or
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Sep 18, 2009 · Clackamas, Or
- W••• I••••••••• I••• unclassifiedDec 20, 2006 to May 2, 2009 · Troutdale, Or
- P••••••• • C•••••• formerJun 13, 2005 to Dec 14, 2006 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 3, 2023, registered Mar 8, 2023 (5 days) · channel change inside one enterprise, not a move · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• I••••••••• L••left Sep 18, 2009, registered Sep 17, 2009 (-1 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- P••••••• • C•••••• to W••• I••••••••• I•••left Dec 14, 2006, registered Dec 20, 2006 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address