RIA Intelligence

• M••••• S•••••• wirehouse current
  since May 19, 2023 · Lafayette, In
• F•••• T•••• S••••••••• I••• BD affiliated
  Jun 19, 2014 to May 25, 2023 · Valparaiso, In
• L•• F•••••••• L•• BD affiliated
  Jan 20, 2011 to Jun 19, 2014 · Laporte, In
• P•• W••••• M••••••••• BD affiliated
  Nov 13, 2009 to Jan 4, 2011 · La Porte, In
• N•••••• I••••••••• I••• unclassified
  Oct 28, 2002 to Nov 13, 2009 · Fort Wayne, In

• F•••• T•••• S••••••••• I••• to M••••• S••••••
  left May 25, 2023, registered May 19, 2023 (-6 days) · Affiliated broker-dealer or bank to wirehouse
• L•• F•••••••• L•• to F•••• T•••• S••••••••• I•••
  left Jun 19, 2014, registered Jun 19, 2014 (0 days) · Other
• P•• W••••• M••••••••• to L•• F•••••••• L••
  left Jan 4, 2011, registered Jan 20, 2011 (16 days) · Other
• N•••••• I••••••••• I••• to P•• W••••• M•••••••••
  left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move

• M•••••• K•••••••• B•••• left F•••• T•••• S••••••••• I••• for M••••• S•••••• (registered 2023-05-19)
  May 25, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address