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Registered advisor
B•••• J•••• V•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B•••• V•••
At current firm
0 y
since Apr 3, 2026
In the industry
27 y
since Feb 18, 1999 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 3, 2026 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDAug 2, 2021 to Feb 23, 2026 · San Diego, Ca
- C••• F•••••••• S•••••••• L••• formerJan 8, 2020 to Aug 2, 2021 · San Diego, Ca
- U••• B•••••• I••••••••• I••• formerApr 7, 2015 to Jan 3, 2020 · Encino, Ca
- J••• M••••• S••••••••• L•• wirehouseJan 4, 2013 to Mar 11, 2015 · Ventura, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Jan 8, 2013 · San Luis Obispo, Ca
- W•••• F•••• I••••••••• L•• unclassifiedSep 9, 2005 to Jan 3, 2011 · Camarillo, Ca
- W••• I••••••••• I••• unclassifiedJun 30, 2004 to Aug 30, 2005 · Irvine, Ca
- O•••• F•• I••• formerFeb 8, 2001 to Apr 2, 2003 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Feb 23, 2026, registered Apr 3, 2026 (39 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••• F•••••••• S•••••••• L••• to A••••••••• F•••••••• S•••••••• L••left Aug 2, 2021, registered Aug 2, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- U••• B•••••• I••••••••• I••• to C••• F•••••••• S•••••••• L•••left Jan 3, 2020, registered Jan 8, 2020 (5 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to U••• B•••••• I••••••••• I•••left Mar 11, 2015, registered Apr 7, 2015 (27 days) · Other · moved with a team
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Jan 8, 2013, registered Jan 4, 2013 (-4 days) · Wirehouse to wirehouse
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- W••• I••••••••• I••• to W•••• F•••• I••••••••• L••left Aug 30, 2005, registered Sep 9, 2005 (10 days) · Other
- O•••• F•• I••• to W••• I••••••••• I•••left Apr 2, 2003, registered Jun 30, 2004 (455 days) · Other
Signals
- B•••• J•••• V••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-04-03)Feb 23, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address