RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•• B•••••
- W••••• A•••••••• L•• state registered currentsince Jan 6, 2025 · El Cajon, Ca
- C•••••••• A••••••• L•• unclassifiedNov 24, 2008 to Dec 9, 2011 · San Diego, Ca
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIANov 4, 2008 to Nov 14, 2008 · San Diego, Ca
- H•••••• T••••••• • K•••• L•• independent RIAOct 24, 2002 to Nov 13, 2008 · San Diego, Ca
- M•• F•••••••• S•••••••• I••• formerDec 11, 2001 to Oct 1, 2002 · San Diego, Ca
- C•••••••• A••••••• L•• to W••••• A•••••••• L••left Dec 9, 2011, registered Jan 6, 2025 (4777 days) · Other
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to C•••••••• A••••••• L••left Nov 14, 2008, registered Nov 24, 2008 (10 days) · Other
- H•••••• T••••••• • K•••• L•• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Nov 13, 2008, registered Nov 4, 2008 (-9 days) · Other
- M•• F•••••••• S•••••••• I••• to H•••••• T••••••• • K•••• L••left Oct 1, 2002, registered Oct 24, 2002 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address