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Registered advisor
S•••••• J• A••••••
Feed of 09/14/2026
Also filed as Stephen Arntson
At current firm
8 y
since Sep 10, 2018
In the industry
27 y
since Mar 30, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 10, 2018 · Sun City, Az
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 27, 2015 to Aug 20, 2018 · Fargo, Nd
- Q•••••• A•••• M••••••••• I••• formerJan 22, 2008 to Aug 11, 2015 · Fargo, Nd
- E•••••••• A•••••••• L•• national BDJan 28, 2002 to Nov 21, 2002 · Fargo, Nd
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to J••• M••••• S••••••••• L••left Aug 20, 2018, registered Sep 10, 2018 (21 days) · Affiliated broker-dealer or bank to wirehouse
- Q•••••• A•••• M••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 11, 2015, registered Jul 27, 2015 (-15 days) · Other
- E•••••••• A•••••••• L•• to Q•••••• A•••• M••••••••• I•••left Nov 21, 2002, registered Jan 22, 2008 (1888 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address