DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• R••••• S••••••••

M••••••BD affiliatedTallahassee, FlIA-onlyIAPD 3173658

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jr S••••••••

At current firm

2 y

since Sep 16, 2024

In the industry

27 y

since Jan 19, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Sep 16, 2024 · Tallahassee, Fl
M•••••• BD affiliated
Jul 18, 2024 to Aug 27, 2024 · Tallahassee, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
Jun 9, 2022 to Jul 24, 2024 · Tallahassee, Fl
C•••••• S••••• • C••• I••• national BD
Oct 13, 2011 to Jun 10, 2022 · Clearwater, Fl
C•••••• S••••• • C••• I••• national BD
Apr 1, 2003 to Sep 5, 2003 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to M••••••
left Jul 24, 2024, registered Jul 18, 2024 (-6 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to T••••• A••••••• S•••••••• I•••
left Jun 10, 2022, registered Jun 9, 2022 (-1 days) · Affiliated broker-dealer or bank to another

Signals

J•••• R••••• S•••••••• left T••••• A••••••• S•••••••• I••• for Mariner (registered 2024-07-18)
Jul 24, 2024 · Advisor changed firm · fact
J•••• R••••• S•••••••• left C•••••• S••••• • C••• I••• for T••••• A••••••• S•••••••• I••• (registered 2022-06-09)
Jun 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address