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Registered advisor
R•••• L••••• R•••••
Feed of 09/14/2026
Also filed as Trey R•••••
At current firm
0 y
since Nov 5, 2025
In the industry
27 y
since Mar 18, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Nov 5, 2025 · Greensboro, Ga
- C••••••••• F•••••••• N•••••• national BDApr 30, 2019 to Nov 4, 2025 · Greenboro, Ga
- H•••••• T••••••• • K•••• L•• independent RIAMay 12, 2016 to May 1, 2019 · Greensboro, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 8, 2007 to Mar 31, 2016 · Greensboro, Ga
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to C••••• I••••••••• A••••••• L••left Nov 4, 2025, registered Nov 5, 2025 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- H•••••• T••••••• • K•••• L•• to C••••••••• F•••••••• N••••••left May 1, 2019, registered Apr 30, 2019 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• I•••••••• S•••••••• L•• to H•••••• T••••••• • K•••• L••left Mar 31, 2016, registered May 12, 2016 (42 days) · Other
Signals
- R•••• L••••• R••••• left C••••••••• F•••••••• N•••••• for C••••• I••••••••• A••••••• L•• (registered 2025-11-05)Nov 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address