DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• M• V•• H•••

A•••• C••••••independent RIASan Juan, Pr dual registrantIAPD 3176835

Feed of 09/15/2026

Also filed as K•••• Maureen Vanhokn

At current firm

3 y

since Nov 11, 2022

In the industry

27 y

since Aug 24, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Chief Compliance Officerreportedaldeninvestmentgroup.comfirm site, Sep 15, 2026
Professional profile: aldeninvestmentgroup.com/people/karen-van-hornreportedaldeninvestmentgroup.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

A•••• C•••••• independent RIA current
since Dec 4, 2025 · Wayne, Pa
E••••••• C•••••• L•• asset manager current
since Feb 21, 2024 · San Juan, Pr
A•••• I••••••••• G•••• independent RIA current
since Nov 11, 2022 · Wayne, Pa
U•• F•••••••• S••••••• I••• wirehouse
Nov 22, 2021 to Nov 17, 2022 · Conshohocken, Pa
O••••••••• • C•• I••• BD affiliated
Oct 11, 2012 to Nov 5, 2021 · Jenkintown, Pa
M••••• S•••••• wirehouse
Jun 1, 2009 to Oct 26, 2012 · Jenkintown, Pa
M••••• S•••••• • C•• L•• unclassified
Sep 23, 2008 to Jun 1, 2009 · Jenkintown, Pa
W•••• F•••• A••••••• wirehouse
Nov 23, 2005 to Sep 3, 2008 · Yardley, Pa

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to A•••• I••••••••• G••••
left Nov 17, 2022, registered Nov 11, 2022 (-6 days) · Wirehouse to independent RIA
O••••••••• • C•• I••• to U•• F•••••••• S••••••• I•••
left Nov 5, 2021, registered Nov 22, 2021 (17 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to O••••••••• • C•• I•••
left Oct 26, 2012, registered Oct 11, 2012 (-15 days) · Other
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to M••••• S•••••• • C•• L••
left Sep 3, 2008, registered Sep 23, 2008 (20 days) · Other

Signals

K•••• M• V•• H••• left U•• F•••••••• S••••••• I••• for A•••• I••••••••• G•••• (registered 2022-11-11)
Nov 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address