RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A••• K•••
- S•••••••• B••••••••• L•• independent RIA currentsince Aug 13, 2018 · Fairfax, Va
- T•• S•••••••• F•••••••• A••••••• BD affiliated currentsince Jan 5, 2007 · Atlanta, Ga
- C••• F•••••••• A••••••• formerAug 10, 2005 to Jan 16, 2007 · Atlanta, Ga
- T•• S•••••••• F•••••••• A••••••• BD affiliatedOct 31, 2003 to Dec 13, 2004 · Norcross, Ga
- I•• A••••••• S••••••• I•• unclassifiedApr 10, 2003 to Nov 21, 2003 · Norcross, Ga
- C••• F•••••••• A••••••• to T•• S•••••••• F•••••••• A•••••••left Jan 16, 2007, registered Jan 5, 2007 (-11 days) · Other
- T•• S•••••••• F•••••••• A••••••• to C••• F•••••••• A•••••••left Dec 13, 2004, registered Aug 10, 2005 (240 days) · Other
- I•• A••••••• S••••••• I•• to T•• S•••••••• F•••••••• A•••••••left Nov 21, 2003, registered Oct 31, 2003 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address