RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• F••• D••••••
- E• W••••• A••••••• independent RIA currentsince Mar 20, 2025 · Denver, Co
- T•• H••••• G••••• L•• formerMar 16, 2009 to Apr 8, 2025 · Denver, Co
- A••••• A•• P••••••• S••••••• BD affiliatedApr 30, 2005 to Mar 25, 2009 · Denver, Co
- T• A••••••••• I••• formerFeb 2, 2004 to Mar 21, 2005 · Denver, Co
- T•• H••••• G••••• L•• to E• W••••• A•••••••left Apr 8, 2025, registered Mar 20, 2025 (-19 days) · RIA to RIA · moved with a team
- A••••• A•• P••••••• S••••••• to T•• H••••• G••••• L••left Mar 25, 2009, registered Mar 16, 2009 (-9 days) · Other
- T• A••••••••• I••• to A••••• A•• P••••••• S•••••••left Mar 21, 2005, registered Apr 30, 2005 (40 days) · Other
- C•••••• F••• D•••••• left T•• H••••• G••••• L•• for E• W••••• A••••••• (registered 2025-03-20)Apr 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address