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Registered advisor
G•••• S• S•••••••••
Feed of 09/14/2026
Also filed as Gemma Solis Secoquian
At current firm
0 y
since Dec 5, 2025
In the industry
27 y
since Sep 17, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 5, 2025 · Santa Rosa, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Dec 7, 2025 · Vallejo, Ca
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Oct 1, 2012 · Hercules, Ca
- W••• I••••••••• I••• unclassifiedSep 10, 2004 to May 2, 2009 · Hercules, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJul 20, 2001 to Sep 8, 2004 · San Leandro, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Dec 7, 2025, registered Dec 5, 2025 (-2 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• I••••••••• L•• to W••• I••••••••• I•••left Sep 8, 2004, registered Sep 10, 2004 (2 days) · Other
Signals
- G•••• S• S••••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2025-12-05)Dec 7, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address