DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• R•••••• S•••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedNampa, Id dual registrantIAPD 3181506

Chartered Financial Consultant

Feed of 09/15/2026

At current firm

1 y

since Jul 31, 2025

In the industry

27 y

since Apr 19, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Jul 31, 2025 · Nampa, Id
A•••••• A••••••• S••••••• former
Jun 8, 2023 to Jul 22, 2025 · Dallas, Tx
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 1, 2021 to Jun 14, 2023 · Meridian, Id
C••• B•••••••• S•••••••• I••• former
Aug 14, 2020 to Feb 19, 2021 · Boise, Id
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 11, 2019 to Mar 16, 2020 · Medford, Or
C••• F•••••••• S•••••••• L••• former
Jan 7, 2011 to Jan 14, 2019 · San Diego, Ca
U••• F•••••••• P••••••• S••••••• former
Aug 25, 2010 to Sep 30, 2010 · Colorado Springs, Co
C••• F•••••••• S•••••••• L••• former
Jan 11, 2007 to Apr 12, 2010 · Medford, Or

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jul 22, 2025, registered Jul 31, 2025 (9 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to A•••••• A••••••• S•••••••
left Jun 14, 2023, registered Jun 8, 2023 (-6 days) · Affiliated broker-dealer or bank to another
C••• B•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Feb 19, 2021, registered Mar 1, 2021 (10 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to C••• B•••••••• S•••••••• I•••
left Mar 16, 2020, registered Aug 14, 2020 (151 days) · Affiliated broker-dealer or bank to another
C••• F•••••••• S•••••••• L••• to C••••• I••••••••• A••••••• L••
left Jan 14, 2019, registered Jan 11, 2019 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
U••• F•••••••• P••••••• S••••••• to C••• F•••••••• S•••••••• L•••
left Sep 30, 2010, registered Jan 7, 2011 (99 days) · Other
C••• F•••••••• S•••••••• L••• to U••• F•••••••• P••••••• S•••••••
left Apr 12, 2010, registered Aug 25, 2010 (135 days) · Other

Signals

A••••• R•••••• S••••• left A•••••• A••••••• S••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-07-31)
Jul 22, 2025 · Advisor changed firm · fact
A••••• R•••••• S••••• left C••••• I••••••••• A••••••• L•• for A•••••• A••••••• S••••••• (registered 2023-06-08)
Jun 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address