RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• M• J••••••
- L•••••• A••••••• I••••••••• independent RIA currentsince Feb 8, 2016 · Baltimore, Md
- J••••• M••••••••• S•••• L•• BD affiliatedApr 17, 2013 to Jan 29, 2016 · Pittsburgh, Pa
- P•• W••••• M••••••••• BD affiliatedMay 11, 2004 to May 10, 2013 · Pittsburgh, Pa
- J••••• M••••••••• S•••• L•• to L•••••• A••••••• I•••••••••left Jan 29, 2016, registered Feb 8, 2016 (10 days) · Other
- P•• W••••• M••••••••• to J••••• M••••••••• S•••• L••left May 10, 2013, registered Apr 17, 2013 (-23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address