RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R••••••
- C••••••••• I••••••••• A•••••••• L•• independent RIA currentsince Nov 19, 2025 · Chesterfield, Mo
- E••••• J•••• national BDFeb 8, 2022 to Nov 4, 2025 · St Louis, Mo
- C•••• C•••• F•••••••• S••••••• unclassifiedSep 25, 2002 to Feb 3, 2003 · Bethesda, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 20, 2000 to Sep 5, 2002 · Vienna, Va
- E••••• J•••• to C••••••••• I••••••••• A•••••••• L••left Nov 4, 2025, registered Nov 19, 2025 (15 days) · Affiliated broker-dealer or bank to independent RIA
- C•••• C•••• F•••••••• S••••••• to E••••• J••••left Feb 3, 2003, registered Feb 8, 2022 (6945 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• C•••• F•••••••• S•••••••left Sep 5, 2002, registered Sep 25, 2002 (20 days) · Other
- J••• R•••••• left E••••• J•••• for C••••••••• I••••••••• A•••••••• L•• (registered 2025-11-19)Nov 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address