S•••••••• L••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Jan 19, 2017 · The Woodlands, Tx
• W•••• F•••• A••••••• wirehouse
  Feb 18, 2016 to Jan 12, 2017 · Santa Rosa, Ca
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Feb 9, 2016 · San Diego, Ca
• C•••• I••••••••• S••••••• C•••• former
  Apr 20, 2009 to Oct 1, 2012 · New York, Ny

• W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
  left Jan 12, 2017, registered Jan 19, 2017 (7 days) · Wirehouse to wirehouse
• J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
  left Feb 9, 2016, registered Feb 18, 2016 (9 days) · Wirehouse to wirehouse · moved with a team
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address