J••• R•••••• J•••••

• M••••• S•••••• wirehouse current
  since Sep 5, 2023 · Sandy, Ut
• E•••••• C•••••• M••••••••• L•• former
  Feb 16, 2018 to Sep 5, 2023 · Sandy, Ut
• C••• F•••••••• S•••••••• L••• former
  Jul 6, 2016 to Jan 31, 2018 · San Diego, Ca
• A••••• A•• P••••••• S••••••• BD affiliated
  Jan 28, 2008 to Jun 8, 2016 · Salt Lake City, Ut

• E•••••• C•••••• M••••••••• L•• to M••••• S••••••
  left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
• C••• F•••••••• S•••••••• L••• to E•••••• C•••••• M••••••••• L••
  left Jan 31, 2018, registered Feb 16, 2018 (16 days) · Affiliated broker-dealer or bank to independent RIA
• A••••• A•• P••••••• S••••••• to C••• F•••••••• S•••••••• L•••
  left Jun 8, 2016, registered Jul 6, 2016 (28 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address