RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J•••• N••••••••
- S••••••••• F•••••••• G••••• L•• mixed wealth currentsince Sep 30, 2025 · St. Louis, Mo
- C••••••••• F•••••••• N•••••• national BDNov 5, 2003 to Oct 1, 2025 · St. Louis, Mo
- O•••• F•• I••• formerDec 6, 1999 to Nov 17, 2003 · Clayton, Mo
- C••••••••• F•••••••• N•••••• to S••••••••• F•••••••• G••••• L••left Oct 1, 2025, registered Sep 30, 2025 (-1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- O•••• F•• I••• to C••••••••• F•••••••• N••••••left Nov 17, 2003, registered Nov 5, 2003 (-12 days) · Other
- T•••••• J•••• N•••••••• left C••••••••• F•••••••• N•••••• for S••••••••• F•••••••• G••••• L•• (registered 2025-09-30)Oct 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address