DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stonebridge Financial Group, LLC
Latest filing Jun 29, 2026
First filing on the tape Oct 13, 2025 · 4 filings
SEC status approved since Sep 3, 2025
RAUM
$2.4B
reported, Item 5.F
Discretionary
25%
of RAUM
Private clients
25%
$589M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$343M
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$2.4B as of Jun 29, 2026
Oct 13, 2025$0 then
HNW client RAUM$440M as of Jun 29, 2026
Dec 24, 2025$416M then
State-registered IARs (5.B.3)7 as of Jun 29, 2026
Oct 13, 20257 then
Employees (5.A)10 as of Jun 29, 2026
Oct 13, 20259 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $343MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 105derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 25%derivedof RAUM
- Institutional
- 75%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $97.8M, 43 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.8B75%
- High-net-worth individuals$440M18%
- Individuals$150M6.2%
- Individual clients
- 596reported
- HNW clients
- 142reported
- Pension plan clients
- 67reported
- Charitable clients
- n/areported
- Accounts
- 1,623reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $97.8M for 43 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.25 fund_share=0.0 institutional_share=0.75 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Samuel Schaedler HeverohCertified Financial Planner | St. Louis, Mo | Sep 30, 2025 | 11 y | 2 |
| Jeffrey Alan Heveroh | St. Louis, Mo | Sep 30, 2025 | 28 y | 2 |
| Timothy James Nenninger | St. Louis, Mo | Sep 30, 2025 | 27 y | 2 |
| James Raoul Gura | St. Louis, Mo | Sep 30, 2025 | 14 y | 3 |
| Cole Walker Myers | St. Louis, Mo | Oct 1, 2025 | 19 y | 1 |
| Matthew Wesley Myers | St. Louis, Mo | Oct 1, 2025 | 16 y | 3 |
| Michael Kent Myers | St. Louis, Mo | Oct 1, 2025 | 29 y | 2 |
Advisor movement
0 left, 7 joined in 12 months
net +7 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Matthew Wesley Myers from Commonwealth Financial NetworkOct 1, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Cole Walker Myers from Commonwealth Financial NetworkOct 1, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Michael Kent Myers from Commonwealth Financial NetworkOct 1, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- James Raoul Gura from Commonwealth Financial NetworkSep 30, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Jeffrey Alan Heveroh from Commonwealth Financial NetworkSep 30, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Timothy James Nenninger from Commonwealth Financial NetworkSep 30, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Samuel Schaedler Heveroh from Commonwealth Financial NetworkSep 30, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 7 joined from Commonwealth Financial NetworkSep 30, 2025 · St Louis, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 7 | 7 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jun 29, 2026institutional share of RAUM of 75% against a peer median of 3% (1360 comparable advisers, 99.0th percentile, 18.1 robust deviations)peers: independent wealth managers, $1B to $5B (1,360) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 1,621 to 1,623Dec 24, 2025 to Mar 25, 2026
- HNW clients · 118 to 142Dec 24, 2025 to Mar 25, 2026
- Individual clients · 653 to 596Dec 24, 2025 to Mar 25, 2026
- Pension plan clients · 75 to 67Dec 24, 2025 to Mar 25, 2026
- Assets in custody · unset to 97761618.0Dec 24, 2025 to Mar 25, 2026
- Custody of client assets · false to trueDec 24, 2025 to Mar 25, 2026
- Employees · 9 to 10Dec 24, 2025 to Mar 25, 2026
- Financial planning clients · 0 to 1-10Dec 24, 2025 to Mar 25, 2026
- Other offices · 0 to 1Dec 24, 2025 to Mar 25, 2026
- Discretionary RAUM · $613M to $605MDec 24, 2025 to Mar 25, 2026
- HNW RAUM · $416M to $440MDec 24, 2025 to Mar 25, 2026
- Individual RAUM · $173M to $150MDec 24, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $1.7B to $1.8BDec 24, 2025 to Mar 25, 2026
- Pension RAUM · $1.8B to $1.8BDec 24, 2025 to Mar 25, 2026
- RAUM · $2.4B to $2.4BDec 24, 2025 to Mar 25, 2026
- Accounts · 0 to 1,621Oct 13, 2025 to Dec 24, 2025
- HNW clients · unset to 118.0Oct 13, 2025 to Dec 24, 2025
- Individual clients · unset to 653.0Oct 13, 2025 to Dec 24, 2025
- Pension plan clients · unset to 75.0Oct 13, 2025 to Dec 24, 2025
- Discretionary RAUM · $0 to $613MOct 13, 2025 to Dec 24, 2025
- HNW RAUM · unset to 416118951.0Oct 13, 2025 to Dec 24, 2025
- Individual RAUM · unset to 172763255.0Oct 13, 2025 to Dec 24, 2025
- Non-discretionary RAUM · $0 to $1.7BOct 13, 2025 to Dec 24, 2025
- Pension RAUM · unset to 1761926212.0Oct 13, 2025 to Dec 24, 2025
- RAUM · $0 to $2.4BOct 13, 2025 to Dec 24, 2025
Signals
1 dated events
- 7 advisors left Commonwealth Financial Network (ST Louis, MO) for Stonebridge Financial Group, LLC a day apartSep 30, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 314-729-9500reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/stonebridge-financial-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- stonebridgefin.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-729-9500reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $343Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026