J•••• B•••• H••••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Oct 8, 2018 · Dallas, Tx
• W•••• F•••• A••••••• wirehouse
  Jan 3, 2011 to Oct 10, 2018 · Fort Worth, Tx
• W•••• F•••• I••••••••• L•• unclassified
  Jun 1, 2005 to Jan 3, 2011 · Dallas, Tx
• U•• F•••••••• S••••••• I••• wirehouse
  Mar 30, 1999 to Jun 17, 2005 · Dallas, Tx

• W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
  left Oct 10, 2018, registered Oct 8, 2018 (-2 days) · Wirehouse to wirehouse · moved with a team
• W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
  left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
• U•• F•••••••• S••••••• I••• to W•••• F•••• I••••••••• L••
  left Jun 17, 2005, registered Jun 1, 2005 (-16 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address