DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Duane Anthony Johnson

Consolidated Portfolio Review Corpindependent RIAWoodbury, Ny IA-onlyIAPD 3188046

Chartered Financial Consultant

Feed of 09/15/2026

At current firm

1 y

since Nov 8, 2024

In the industry

27 y

since Mar 23, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Consolidated Portfolio Review Corp independent RIA current
since Nov 8, 2024 · Howell, Mi
Executive Wealth Management, LLC former
Nov 16, 2020 to Nov 11, 2024 · Brighton, Mi
Td Ameritrade Investment Management, LLC former
Dec 4, 2018 to Nov 5, 2020 · Lansing, Mi
Td Ameritrade, Inc. former
Dec 4, 2018 to Nov 5, 2020 · East Lansing, Mi
Charles Schwab & Co., Inc. national BD
Apr 29, 2014 to Sep 4, 2018 · Novi, Mi
Essex National Securities, Inc. former
Jan 20, 2012 to Aug 30, 2012 · Ann Arbor, Mi
Packerland Brokerage Services, Inc. independent RIA
May 19, 2010 to Nov 29, 2011 · Green Bay, Wi

Moves

a registration end followed by a registration begin elsewhere

Executive Wealth Management, LLC to Consolidated Portfolio Review Corp
left Nov 11, 2024, registered Nov 8, 2024 (-3 days) · RIA to RIA
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Nov 5, 2020, registered Dec 4, 2018 (-702 days) · channel change inside one enterprise, not a move
Td Ameritrade Investment Management, LLC to Executive Wealth Management, LLC
left Nov 5, 2020, registered Nov 16, 2020 (11 days) · RIA to RIA
Charles Schwab & Co., Inc. to Td Ameritrade, Inc.
left Sep 4, 2018, registered Dec 4, 2018 (91 days) · Other
Essex National Securities, Inc. to Charles Schwab & Co., Inc.
left Aug 30, 2012, registered Apr 29, 2014 (607 days) · Other
Packerland Brokerage Services, Inc. to Essex National Securities, Inc.
left Nov 29, 2011, registered Jan 20, 2012 (52 days) · Other

Signals

Duane Anthony Johnson left Executive Wealth Management, Llc for Consolidated Portfolio Review Corp (registered 2024-11-08)
Nov 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address