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Registered advisor

J••••• A•••• S••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 3191349

Feed of 09/15/2026

At current firm

0 y

since Jan 6, 2026

In the industry

27 y

since Apr 12, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jan 6, 2026 · Jacksonville, Fl
C•••••• S••••• • C••• I••• national BD
Jan 26, 2022 to Aug 23, 2024 · Birmingham, Mi
T• A••••••••• I••• former
Nov 1, 2012 to Oct 14, 2022 · Birmingham, Mi
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 1, 2012 to Sep 7, 2023 · Birmingham, Mi
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Oct 24, 2011 to Dec 7, 2011 · Northville, Mi
C•••••• S••••• • C••• I••• national BD
Apr 12, 2007 to Nov 2, 2011 · Troy, Mi
B••• O•• S••••••••• C••••••••• unclassified
Dec 10, 2003 to Jun 21, 2005 · New Baltimore, Mi

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to E•••••• A••••••• G••••• L••
left Aug 23, 2024, registered Jan 6, 2026 (501 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Nov 1, 2012 (-3634 days) · corporate re-registration, not a move
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T• A••••••••• I•••
left Dec 7, 2011, registered Nov 1, 2012 (330 days) · Other
C•••••• S••••• • C••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Nov 2, 2011, registered Oct 24, 2011 (-9 days) · Other
B••• O•• S••••••••• C••••••••• to C•••••• S••••• • C••• I•••
left Jun 21, 2005, registered Apr 12, 2007 (660 days) · Other

Signals

J••••• A•••• S•••• left C•••••• S••••• • C••• I••• for E•••••• A••••••• G••••• L•• (registered 2026-01-06)
Aug 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address