RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••• P••••••• P••••••• independent RIA currentsince Feb 17, 2004 · Leawood, Ks
- B•••••• I••• formerSep 29, 2014 to Nov 19, 2020 · Overland Park, Ks
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Mar 1, 2004 · Overland Park, Ks
- P••••••••• E••••• G••••• L•• unclassifiedMar 7, 2002 to Jul 1, 2003 · Overland Park, Ks
- B•••••• I••• to no registered destinationleft Nov 19, 2020 · Departure, no registered destination
- W•••• F•••• A••••••• to C••••• P••••••• P•••••••left Mar 1, 2004, registered Feb 17, 2004 (-13 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address