DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Christopher Zonno
Feed of 09/14/2026
Also filed as Mark Chrstopher Zonno
At current firm
1 y
since Sep 12, 2025
In the industry
27 y
since May 3, 1999 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Sep 12, 2025 · Pittsburgh, Pa
- W&S Brokerage Services, Inc. BD affiliatedNov 8, 2022 to Sep 29, 2025 · Cranberry Twp, Pa
- LPL Financial LLC BD affiliatedFeb 19, 2021 to Aug 4, 2021 · Pittsburgh, Pa
- Citizens Securities, Inc. BD affiliatedNov 27, 2019 to Jan 8, 2021 · Monroeville, Pa
- Pruco Securities, LLC no RAUMFeb 27, 2019 to Nov 26, 2019 · Wexford, Pa
- Pnc Wealth Management BD affiliatedMar 21, 2016 to Feb 21, 2019 · Monroeville, Pa
- Strategic Advisers LLC national BDJan 3, 2012 to Jan 27, 2016 · Torrance, Ca
- Ameriprise Financial Services, LLC national BDOct 5, 2009 to Nov 29, 2011 · Century City, Ca
- Ameriprise Advisor Services, Inc. unclassifiedJul 8, 2003 to Oct 5, 2009 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- W&S Brokerage Services, Inc. to Cetera Investment Advisers LLCleft Sep 29, 2025, registered Sep 12, 2025 (-17 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to W&S Brokerage Services, Inc.left Aug 4, 2021, registered Nov 8, 2022 (461 days) · Affiliated broker-dealer or bank to another
- Citizens Securities, Inc. to LPL Financial LLCleft Jan 8, 2021, registered Feb 19, 2021 (42 days) · Affiliated broker-dealer or bank to another · moved with a team
- Pruco Securities, LLC to Citizens Securities, Inc.left Nov 26, 2019, registered Nov 27, 2019 (1 days) · Affiliated broker-dealer or bank to another
- Pnc Wealth Management to Pruco Securities, LLCleft Feb 21, 2019, registered Feb 27, 2019 (6 days) · Affiliated broker-dealer or bank to another
- Strategic Advisers LLC to Pnc Wealth Managementleft Jan 27, 2016, registered Mar 21, 2016 (54 days) · Other
- Ameriprise Financial Services, LLC to Strategic Advisers LLCleft Nov 29, 2011, registered Jan 3, 2012 (35 days) · Affiliated broker-dealer or bank to another
- Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLCleft Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Signals
- Mark Christopher Zonno left W&S Brokerage Services, Inc. for Cetera Investment Advisers Llc (registered 2025-09-12)Sep 29, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address