RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• R••••• F•••••
- F•••••••• F•••••••• A••••••• independent RIA currentsince Nov 16, 2020 · Grand Rapids, Mi
- L•• F•••••••• L•• BD affiliatedFeb 24, 2009 to Nov 25, 2020 · Grand Rapids, Mi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Feb 26, 2009 · Saint Petersburg, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedOct 25, 2005 to Jan 2, 2009 · Grand Rapids, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 17, 2005 to Apr 26, 2005 · Greenville, Mi
- L•• F•••••••• L•• to F•••••••• F•••••••• A•••••••left Nov 25, 2020, registered Nov 16, 2020 (-9 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Feb 26, 2009, registered Feb 24, 2009 (-2 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Apr 26, 2005, registered Oct 25, 2005 (182 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address