DFX Intelligence
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Registered advisor
J••• D••••• G•••••••
Feed of 09/14/2026
Also filed as J••• D••••• G•••••••
At current firm
10 y
since Aug 31, 2016
In the industry
27 y
since Jun 30, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 31, 2016 · Tampa, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedJan 28, 2014 to Jun 29, 2015 · Clearwater, Fl
- M•• F•••••••• S•••••••• I••• formerAug 15, 2011 to Feb 6, 2014 · Tampa, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 15, 2011 · Lutz, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Lutz, Fl
- M••••• S•••••• D• I••• unclassifiedJan 29, 2007 to Apr 2, 2007 · Port Richey, Fl
- R••••• W• B•••• • C•• I••••••••• mixed wealthJan 31, 2005 to Feb 12, 2007 · Palm Harbor, Fl
Moves
a registration end followed by a registration begin elsewhere
- F•••• T•••• S••••••••• I••• to T••••• A••••••• S•••••••• I•••left Jun 29, 2015, registered Aug 31, 2016 (429 days) · Other
- M•• F•••••••• S•••••••• I••• to F•••• T•••• S••••••••• I•••left Feb 6, 2014, registered Jan 28, 2014 (-9 days) · Other
- M••••• S•••••• to M•• F•••••••• S•••••••• I•••left Aug 15, 2011, registered Aug 15, 2011 (0 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- R••••• W• B•••• • C•• I••••••••• to M••••• S•••••• D• I•••left Feb 12, 2007, registered Jan 29, 2007 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address