RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• I••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Aug 21, 2025 · Greenwood Village, Co
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Aug 20, 2025 · St Louis, Mo
- C••••• A•••••• N••••••• L•• formerAug 1, 2017 to Jun 29, 2023 · St Louis, Mo
- T•• O•• R•••• F•••••••• S••••••• G••••• I•• independent RIAFeb 26, 2016 to Aug 1, 2017 · Maryland Heights, Mo
- B•• H••••• F•••••••• A•••••••• I•• formerJan 15, 2015 to Mar 3, 2016 · St Louis, Mo
- U••• B•••••• I••••••••• I••• formerOct 8, 2010 to Jan 14, 2015 · Saint Charles, Mo
- P•• W••••• M••••••••• BD affiliatedMay 18, 2010 to Oct 12, 2010 · St. Charles, Mo
- C••••• I••••••••• A••••••• L•• to E•••••• A••••••• G••••• L••left Aug 20, 2025, registered Aug 21, 2025 (1 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- T•• O•• R•••• F•••••••• S••••••• G••••• I•• to C••••• A•••••• N••••••• L••left Aug 1, 2017, registered Aug 1, 2017 (0 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to T•• O•• R•••• F•••••••• S••••••• G••••• I••left Mar 3, 2016, registered Feb 26, 2016 (-6 days) · Other
- U••• B•••••• I••••••••• I••• to B•• H••••• F•••••••• A•••••••• I••left Jan 14, 2015, registered Jan 15, 2015 (1 days) · Other
- P•• W••••• M••••••••• to U••• B•••••• I••••••••• I•••left Oct 12, 2010, registered Oct 8, 2010 (-4 days) · Other
- D•••• I•••• left C••••• I••••••••• A••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2025-08-21)Aug 20, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address