DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dawn Marie Slawson

Fiduciary Financial Partners, LLCindependent RIANaperville, IlIA-onlyIAPD 3210538

Feed of 09/14/2026

Also filed as Dawn M Ritchey

At current firm

13 y

since Aug 19, 2013

In the industry

26 y

since Dec 15, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Chief Compliance Officer & Operations Managerreportedfiduciaryfinancialpartners.comfirm site, Sep 15, 2026
Business email: dslawson@fiduciaryfp.comreportedfiduciaryfinancialpartners.comfirm site, Sep 15, 2026
Direct business phone: 630-780-1534reportedfiduciaryfinancialpartners.comfirm site, Sep 15, 2026
Professional profile: fiduciaryfinancialpartners.com/team/dawn-slawsonreportedfiduciaryfinancialpartners.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Fiduciary Financial Partners, LLC independent RIA current
since Aug 19, 2013 · Naperville, Il
Chase Investment Services Corp. former
Sep 20, 2011 to May 22, 2012 · Naperville, Il
J.P. Morgan Securities LLC wirehouse
Oct 1, 2008 to Sep 20, 2011 · Chicago, Il
J.P. Morgan Securities Inc. unclassified
Sep 27, 2006 to Oct 1, 2008 · Wheaton, Il
Banc One Securities Corporation unclassified
May 12, 2006 to Sep 27, 2006 · Wheaton, Il
Chase Investment Services Corp. former
Jul 6, 2005 to May 1, 2006 · Chicago, Il
Banc One Securities Corporation unclassified
Feb 22, 2000 to Jul 6, 2005 · Wheaton, Il

Moves

a registration end followed by a registration begin elsewhere

Chase Investment Services Corp. to Fiduciary Financial Partners, LLC
left May 22, 2012, registered Aug 19, 2013 (454 days) · Other
J.P. Morgan Securities LLC to Chase Investment Services Corp.
left Sep 20, 2011, registered Sep 20, 2011 (0 days) · Other
J.P. Morgan Securities Inc. to J.P. Morgan Securities LLC
left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
Banc One Securities Corporation to J.P. Morgan Securities Inc.
left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move
Chase Investment Services Corp. to Banc One Securities Corporation
left May 1, 2006, registered May 12, 2006 (11 days) · Other
Banc One Securities Corporation to Chase Investment Services Corp.
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address