DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fiduciary Financial Partners, LLC
Latest filing Sep 16, 2026
First filing on the tape Mar 3, 2012 · 52 filings
SEC status approved since Jul 5, 2013
RAUM
$293M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
97%
$285M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$48.9M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$293M as of Aug 4, 2026
Mar 29, 2012$36.0M then
HNW client RAUM$240M as of Aug 4, 2026
Mar 13, 2018$189M then
State-registered IARs (5.B.3)5 as of Aug 4, 2026
Mar 29, 20120 then
Employees (5.A)6 as of Aug 4, 2026
Feb 12, 20145 then
Private funds: no history
RAUM +18% over the last fiscal year+21% a year over threeIARs 5 to 5offices 0 to 5
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $48.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $353,820derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $131M, 113 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$240M82%
- Individuals$44.6M15%
- Pension and profit-sharing plans$6.5M2.2%
- Corporations and businesses$2.0M0.7%
- Individual clients
- 114reported
- HNW clients
- 99reported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 829reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $131M for 113 clientsreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd= related_bank= bd_reps=1.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Miaciah Joseph ManuelCertified Financial Planner | Naperville, Il | Aug 10, 2012 | 20 y | 1 |
| John Bishop HillmanCertified Financial Planner, Chartered Financial Consultant | Naperville, Il | Aug 10, 2012 | 40 y | 2 |
| Nicholas Michael Economos | Naperville, Il | Aug 10, 2012 | 29 y | 1 |
| Dawn Marie Slawson | Naperville, Il | Aug 19, 2013 | 26 y | 6 |
| Nathan Edward WierciochCertified Financial Planner | Naperville, Il | Mar 1, 2023 | 11 y | 0 |
| J William Gimbel | Chicago, Il | Aug 5, 2026 | 12 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- John David Eberle to Vivaldi Capital Management LPJul 2, 2018 · RIA to RIA
- Elias James Mellul to Valley Financial Management, Inc.Apr 11, 2017 · Other
Joined, latest
- J William Gimbel from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 5, 2026 · Wirehouse to independent RIA
- Elias James Mellul from J.P. Morgan Securities LLCJan 19, 2017 · Other
- Dawn Marie Slawson from Chase Investment Services Corp.Aug 19, 2013 · Other
- Nicholas Michael Economos from MML Investors Services, LLCAug 10, 2012 · Other
- Miaciah Joseph Manuel from MML Investors Services, LLCAug 10, 2012 · Other
- John Bishop Hillman from MML Investors Services, LLCAug 10, 2012 · Other
- John David Eberle from J.P. Morgan Securities LLCFeb 22, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Nicholas Economos · Managing Membercontrolsince 06/2014 · owns less than 5%
- Marie Dawn Slawson · Chief Compliance Officercontrolsince 01/2015 · owns less than 5%
- Michael Nicholas Economos · Ownercontrolsince 06/2014 · owns 75% or more of Ne Financial Services, Inc.
- Joseph Miaciah Manuel · Ownercontrolsince 01/2020 · owns 75% or more of Gwp Financial Inc.
Entity owners
- Ne Financial Services, Inc. · Memberdirect · owns 75% or more
- Gwp Financial Inc. · Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Naperville, Il · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Aug 4, 2026 to Sep 16, 2026
- Related adviser · false to unsetAug 4, 2026 to Sep 16, 2026
- Related bank · false to unsetAug 4, 2026 to Sep 16, 2026
- Related broker-dealer · false to unsetAug 4, 2026 to Sep 16, 2026
- Related insurance company · false to unsetAug 4, 2026 to Sep 16, 2026
- Succession · false to unsetAug 4, 2026 to Sep 16, 2026
- Other offices · 4 to 5Apr 21, 2026 to Aug 4, 2026
- Accounts · 827 to 829Mar 26, 2026 to Apr 21, 2026
- Advisory activities · 3 to 4Mar 26, 2026 to Apr 21, 2026
- Individual clients · 112 to 114Mar 26, 2026 to Apr 21, 2026
- Discretionary RAUM · $272M to $273MMar 26, 2026 to Apr 21, 2026
- Individual RAUM · $44.2M to $44.6MMar 26, 2026 to Apr 21, 2026
- RAUM · $293M to $293MMar 26, 2026 to Apr 21, 2026
- Accounts · 786 to 827Jan 6, 2026 to Feb 27, 2026
- Corporate clients · 5 to 4Jan 6, 2026 to Feb 27, 2026
- HNW clients · 102 to 99Jan 6, 2026 to Feb 27, 2026
- Individual clients · 91 to 112Jan 6, 2026 to Feb 27, 2026
- Pension plan clients · 5 to 3Jan 6, 2026 to Feb 27, 2026
- Assets in custody · $106M to $131MJan 6, 2026 to Feb 27, 2026
- Discretionary RAUM · $227M to $272MJan 6, 2026 to Feb 27, 2026
- HNW RAUM · $205M to $240MJan 6, 2026 to Feb 27, 2026
- Individual RAUM · $31.2M to $44.2MJan 6, 2026 to Feb 27, 2026
- Non-discretionary RAUM · $20.7M to $20.7MJan 6, 2026 to Feb 27, 2026
- Pension RAUM · $10.3M to $6.5MJan 6, 2026 to Feb 27, 2026
- RAUM · $248M to $293MJan 6, 2026 to Feb 27, 2026
- Commission compensation · false to trueFeb 24, 2025 to Dec 15, 2025
- Other offices · 0 to 4Feb 24, 2025 to Dec 15, 2025
- Accounts · 796 to 786Mar 13, 2024 to Feb 24, 2025
- HNW clients · 98 to 102Mar 13, 2024 to Feb 24, 2025
- Individual clients · 93 to 91Mar 13, 2024 to Feb 24, 2025
- Pension plan clients · 6 to 5Mar 13, 2024 to Feb 24, 2025
- Assets in custody · $89.3M to $106MMar 13, 2024 to Feb 24, 2025
- Employees · 7 to 6Mar 13, 2024 to Feb 24, 2025
- Financial planning clients · 101-250 to 101-250Mar 13, 2024 to Feb 24, 2025
- Discretionary RAUM · $194M to $227MMar 13, 2024 to Feb 24, 2025
- HNW RAUM · $167M to $205MMar 13, 2024 to Feb 24, 2025
- Individual RAUM · $26.2M to $31.2MMar 13, 2024 to Feb 24, 2025
- Non-discretionary RAUM · $14.1M to $20.7MMar 13, 2024 to Feb 24, 2025
- Pension RAUM · $13.0M to $10.3MMar 13, 2024 to Feb 24, 2025
- RAUM · $209M to $248MMar 13, 2024 to Feb 24, 2025
Signals
4 dated events
- Joseph Miaciah Manuel (Owner) appeared on Schedule A of Fiduciary Financial Partners, LlcMar 13, 2020 · Control person joined · fact
- Fiduciary Financial Partners, Llc reported RAUM $97.4M, down 61% from $251.6M (2018-09-21 to 2019-03-18)Mar 18, 2019 · RAUM change · derived
- Fiduciary Financial Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 18, 2014 · Succession (Item 4) · fact
- Fiduciary Financial Partners, Llc filed its initial SEC registration (Form ADV)Jun 19, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 630-780-1534reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/fiduciary-financial-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- fiduciaryfinancialpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 630-780-1534reportedpublic record, Form ADV, Sep 16, 2026
- Contact form
- fiduciaryfinancialpartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fiduciaryfinancialpartners.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026