RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z••• D••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Commerce Twp., Mi
- F••••••• P••••••• A•• W•••••••• A••••••• formerJun 24, 2020 to Mar 31, 2025 · Novi, Mi
- C•• A•••• M••••••••• I••• independent RIAAug 16, 2018 to Aug 8, 2019 · Southfield, Mi
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 2, 2011 to Aug 17, 2018 · Birmingham, Mi
- T• A••••••••• I••• formerFeb 2, 2011 to Aug 17, 2018 · Birmingham, Mi
- C•••• I••••••••• S••••••• C•••• formerApr 9, 2010 to Nov 4, 2010 · Livonia, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C•• A•••• M••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Aug 8, 2019, registered Jun 24, 2020 (321 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 17, 2018, registered Feb 2, 2011 (-2753 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 17, 2018, registered Feb 2, 2011 (-2753 days) · Other
- C•••• I••••••••• S••••••• C•••• to T• A••••••••• I••••••••• M••••••••• L••left Nov 4, 2010, registered Feb 2, 2011 (90 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address