RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••••• B••••••••
- P••••••••• S••••••••• C••••••••• independent RIA currentsince Oct 10, 2007 · Winter Springs, Fl
- V••• F•••••••• P•••••••• L•• formerJul 7, 2004 to Oct 8, 2007 · Winter Springs, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedApr 3, 2003 to Jul 8, 2004 · Longwood, Fl
- V••• F•••••••• P•••••••• L•• to P••••••••• S••••••••• C•••••••••left Oct 8, 2007, registered Oct 10, 2007 (2 days) · Other
- V••• F•••••••• A•••••••• I••• to V••• F•••••••• P•••••••• L••left Jul 8, 2004, registered Jul 7, 2004 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address