RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• R••• G••••
- C••••• P••••••• R••••••••• P••• C••••••••• institutional currentsince Mar 11, 2022 · Houston, Tx
- C••••• P••••••• L•• independent RIA currentsince Feb 22, 2022 · New York, Ny
- I••••••• W••••• S••••••••• formerJul 2, 2003 to Jan 28, 2022 · Houston, Tx
- P••••••••• E••••• G••••• L•• unclassifiedJul 14, 1999 to Mar 19, 2003 · Los Angeles, Ca
- I••••••• W••••• S••••••••• to C••••• P••••••• L••left Jan 28, 2022, registered Feb 22, 2022 (25 days) · RIA to RIA · moved with a team
- P••••••••• E••••• G••••• L•• to I••••••• W••••• S•••••••••left Mar 19, 2003, registered Jul 2, 2003 (105 days) · Other
- D••••• R••• G•••• left I••••••• W••••• S••••••••• for C••••• P••••••• L•• (registered 2022-02-22)Jan 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address