DFX Intelligence
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Registered advisor
M•••••• D•••••
Feed of 09/14/2026
Also filed as M•••••• G••••• D•••••
At current firm
9 y
since Jun 14, 2017
In the industry
15 y
since Feb 22, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 12, 2024 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouse currentsince Jun 14, 2017 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseApr 28, 2015 to Jun 14, 2017 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 14, 2017, registered Jun 14, 2017 (0 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address