DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

S•••• K•••••••• T••••••

C••••••• A•••• M••••••••• L••BD affiliatedHanford, Ca dual registrantIAPD 3215726

Feed of 09/15/2026

Also filed as S•••• K•••••••• Steinbach

At current firm

4 y

since Aug 16, 2022

In the industry

27 y

since Jun 19, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• A•••• M••••••••• L•• BD affiliated current
since Aug 16, 2022 · Visalia, Ca
S•• I••••••••• A•••••••• I••• former
Oct 16, 2017 to Aug 26, 2022 · Visalia, Ca
H• B•••• I••• former
Apr 11, 2008 to Oct 17, 2017 · Hanford, Ca
V••• F•••••••• A•••••••• I••• BD affiliated
Jul 9, 2007 to Apr 11, 2008 · Visalia, Ca

Moves

a registration end followed by a registration begin elsewhere

S•• I••••••••• A•••••••• I••• to C••••••• A•••• M••••••••• L••
left Aug 26, 2022, registered Aug 16, 2022 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
H• B•••• I••• to S•• I••••••••• A•••••••• I•••
left Oct 17, 2017, registered Oct 16, 2017 (-1 days) · Other
V••• F•••••••• A•••••••• I••• to H• B•••• I•••
left Apr 11, 2008, registered Apr 11, 2008 (0 days) · Other

Signals

S•••• K•••••••• T•••••• left S•• I••••••••• A•••••••• I••• for C••••••• A•••• M••••••••• L•• (registered 2022-08-16)
Aug 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address