RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• R•• O••••••
- T• R••• P•••• A••••••••• I••• asset manager currentsince Jun 4, 2021 · San Mateo, Ca
- W•••••• • R••• formerOct 14, 2020 to Apr 21, 2021 · Overland Park, Ks
- A•••••••• F•••• M••••••••• L•• asset managerNov 14, 2005 to Jan 16, 2020 · Charlotte, Nc
- B•••••• I••••••••• P•••••••• L• otherMar 3, 2003 to Nov 7, 2005 · San Diego, Ca
- W•••••• • R••• to T• R••• P•••• A••••••••• I•••left Apr 21, 2021, registered Jun 4, 2021 (44 days) · Other
- A•••••••• F•••• M••••••••• L•• to W•••••• • R•••left Jan 16, 2020, registered Oct 14, 2020 (272 days) · Other
- B•••••• I••••••••• P•••••••• L• to A•••••••• F•••• M••••••••• L••left Nov 7, 2005, registered Nov 14, 2005 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address