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Registered advisor
G••• K••••• M••••••••
Personal Financial Specialist
Feed of 09/14/2026
Also filed as G••• K M••••••••
At current firm
3 y
since Jun 29, 2023
In the industry
42 y
since Sep 1, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Sacramento, Ca
- Q•••••• A•••• M••••••••• I••• formerSep 17, 2012 to Sep 25, 2015 · Minneapolis, Mn
- W••••••• F•••••••• S•••••••• I••• formerJun 8, 2010 to Sep 25, 2012 · Sacramento, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedApr 29, 2010 to May 25, 2010 · San Diego, Ca
- A•• A•••••• S••••••• L•• unclassifiedMay 9, 2007 to Apr 29, 2010 · Sacramento, Ca
Moves
a registration end followed by a registration begin elsewhere
- Q•••••• A•••• M••••••••• I••• to C••••• I••••••••• A••••••• L••left Sep 25, 2015, registered Jun 29, 2023 (2834 days) · Other
- W••••••• F•••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••left Sep 25, 2012, registered Sep 17, 2012 (-8 days) · Other
- I••••••••• F•••••••• G••••• L•• to W••••••• F•••••••• S•••••••• I•••left May 25, 2010, registered Jun 8, 2010 (14 days) · Other
- A•• A•••••• S••••••• L•• to I••••••••• F•••••••• G••••• L••left Apr 29, 2010, registered Apr 29, 2010 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address