G••• I•••••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Jul 21, 2015 · Plainview, Ny
• A••••• A•• P••••••• S••••••• BD affiliated
  Jul 2, 2013 to Jun 22, 2015 · Melville, Ny
• T• A••••••••• I••••••••• M••••••••• L•• former
  Oct 15, 2012 to Jun 13, 2013 · Garden City, Ny
• T• A••••••••• I••• former
  Oct 15, 2012 to Jun 13, 2013 · Garden City, Ny

• A••••• A•• P••••••• S••••••• to J••• M••••• S••••••••• L••
  left Jun 22, 2015, registered Jul 21, 2015 (29 days) · Other · moved with a team
• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Jun 13, 2013, registered Oct 15, 2012 (-241 days) · channel change inside one enterprise, not a move
• T• A••••••••• I••••••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••
  left Jun 13, 2013, registered Jul 2, 2013 (19 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address