DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M•••••• A••••

K•••••• O• C••••••• A•••• A••••••• L••institutionalCoachella, Ca IA-onlyIAPD 3226427

Feed of 09/15/2026

Also filed as J••••• M•••••• Puga

At current firm

0 y

since Sep 14, 2026

In the industry

21 y

since Apr 22, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•••••• O• C••••••• A•••• A••••••• L•• institutional current
since Sep 14, 2026 · New Haven, Ct
S••••• I••••••••• M••••••••• L•• independent RIA
Apr 1, 2025 to Jul 6, 2026 · Tucson, Az
K••••••• P•••••• W••••• independent RIA
May 4, 2023 to May 22, 2025 · Palm Desert, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 17, 2018 to Aug 5, 2020 · Palm Desert, Ca
A• G• E•••••• • S•••• I••• unclassified
Apr 25, 2005 to Nov 21, 2006 · Palm Springs, Ca

Moves

a registration end followed by a registration begin elsewhere

S••••• I••••••••• M••••••••• L•• to K•••••• O• C••••••• A•••• A••••••• L••
left Jul 6, 2026, registered Sep 14, 2026 (70 days) · Other
K••••••• P•••••• W••••• to S••••• I••••••••• M••••••••• L••
left May 22, 2025, registered Apr 1, 2025 (-51 days) · RIA to RIA
F••••••• P••••••• A•• W•••••••• A••••••• to K••••••• P•••••• W•••••
left Aug 5, 2020, registered May 4, 2023 (1002 days) · Affiliated broker-dealer or bank to independent RIA
A• G• E•••••• • S•••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Nov 21, 2006, registered Jul 17, 2018 (4256 days) · Other

Signals

J••••• M•••••• A•••• registered as an investment adviser representative at K•••••• O• C••••••• A•••• A••••••• L••
Sep 14, 2026 · Advisor registered · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address