DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••• R••••••• A•••••

C••••••••• P••••••• G••••independent RIAWeston, Fl IA-onlyIAPD 3228592

Feed of 09/14/2026

Also filed as B••••• R A•••••

At current firm

1 y

since May 12, 2025

In the industry

26 y

since Apr 11, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• P••••••• G•••• independent RIA current
since May 12, 2025 · Weston, Fl
E•••• S••••••••• L•• BD affiliated
Jun 26, 2012 to Jun 21, 2022 · New York, Ny
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
May 13, 2004 to Jan 4, 2006 · Bloomsbury, Nj
E•••••••• A•••••••• L•• national BD
Jul 1, 2002 to Apr 26, 2004 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

E•••• S••••••••• L•• to C••••••••• P••••••• G••••
left Jun 21, 2022, registered May 12, 2025 (1056 days) · Affiliated broker-dealer or bank to independent RIA
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to E•••• S••••••••• L••
left Jan 4, 2006, registered Jun 26, 2012 (2365 days) · Other
E•••••••• A•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
left Apr 26, 2004, registered May 13, 2004 (17 days) · Other

Signals

B••••• R••••••• A••••• left E•••• S••••••••• L•• for C••••••••• P••••••• G•••• (registered 2025-05-12)
Jun 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address