RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• R••••• S•••••
- F••••••• F•••••••• S••••••••• L•• independent RIA currentsince Aug 12, 2025 · Burr Ridge, Il
- S•• BD affiliatedMar 9, 2018 to Nov 25, 2025 · Burr Ridge, Il
- G••••• V••• C•••••• M••••••••• L•• independent RIAJan 2, 2014 to Mar 29, 2018 · Oak Brook, Il
- T•• S•••••••• F•••••••• A••••••• BD affiliatedMar 2, 2011 to Dec 31, 2013 · Oak Brook, Il
- I••••••••• A••••••• I••••••••• I••• unclassifiedMar 7, 2007 to Mar 4, 2011 · Oak Brook, Il
- S•• to F••••••• F•••••••• S••••••••• L••left Nov 25, 2025, registered Aug 12, 2025 (-105 days) · Affiliated broker-dealer or bank to independent RIA
- G••••• V••• C•••••• M••••••••• L•• to S••left Mar 29, 2018, registered Mar 9, 2018 (-20 days) · Other
- T•• S•••••••• F•••••••• A••••••• to G••••• V••• C•••••• M••••••••• L••left Dec 31, 2013, registered Jan 2, 2014 (2 days) · corporate re-registration, not a move
- I••••••••• A••••••• I••••••••• I••• to T•• S•••••••• F•••••••• A•••••••left Mar 4, 2011, registered Mar 2, 2011 (-2 days) · Other
- M••••••• R••••• S••••• left Spc for F••••••• F•••••••• S••••••••• L•• (registered 2025-08-12)Nov 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address