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Registered advisor
J••••• G•••• T••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
12 y
since Jun 30, 2014
In the industry
27 y
since May 21, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 30, 2014 · Owensboro, Ky
- O•••• F•• I••• formerJun 28, 2005 to Jul 24, 2014 · Owensboro, Ky
- A••••••••• F•••••••• S•••••••• L•• national BDSep 17, 2003 to Jun 28, 2005 · Owensboro, Ky
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to P•••••• A•••••• G••••• L••left Jul 24, 2014, registered Jun 30, 2014 (-24 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to O•••• F•• I•••left Jun 28, 2005, registered Jun 28, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address