DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas John Flynn
Feed of 09/15/2026
Also filed as Thomas Flynn
At current firm
15 y
since Jan 10, 2011
In the industry
27 y
since Jul 9, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Russell Investments asset manager currentsince Jan 10, 2011 · Washington, Dc
- New York Life Investment Management LLC asset managerDec 11, 2008 to Jan 13, 2011 · New York, Ny
- New York Life Investment Management LLC asset managerMar 7, 2006 to Feb 9, 2007 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- New York Life Investment Management LLC to Russell Investmentsleft Jan 13, 2011, registered Jan 10, 2011 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address